Mark A. Meltz
|
COO GENERAL COUNSEL SECRETARY |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.59 per share. |
01 Mar 2024 |
558 |
27,578
|
-
|
2.6 |
1,445
|
Common Stock |
Richard Thomas Williams
|
CHIEF MEDICAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.59 per share. |
01 Mar 2024 |
558 |
67,588
|
-
|
2.6 |
1,445
|
Common Stock |
Neha Krishnamohan
|
CHIEF FINANCIAL OFFICER |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.59 per share. |
01 Mar 2024 |
1,506 |
64,087
|
-
|
2.6 |
3,901
|
Common Stock |
Krishnamohan Neha
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.25 per share. |
01 Dec 2023 |
1,459 |
65,593
|
-
|
2.3 |
3,283
|
Common Stock |
Meltz A. Mark
|
COO General Counsel Secretary |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.25 per share. |
01 Dec 2023 |
541 |
28,136
|
-
|
2.2 |
1,217
|
Common Stock |
Thomas Williams Richard
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 2.25 per share. |
01 Dec 2023 |
541 |
68,146
|
-
|
2.2 |
1,217
|
Common Stock |
Dean Jonathan Mitchell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Carl L. Gordon
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Keith Flaherty
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Laurie Smaldone Alsup
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Helen Sabzevari
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Melissa B. Epperly
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Jun 2023 |
25,000 |
25,000
|
-
|
|
-
|
Stock Option (right to buy) |
Mark A. Meltz
|
COO General Counsel Secretary |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.30 per share. |
01 Jun 2023 |
541 |
29,218
|
-
|
4.3 |
2,326
|
Common Stock |
Richard Thomas Williams
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.30 per share. |
01 Jun 2023 |
541 |
69,228
|
-
|
4.3 |
2,326
|
Common Stock |
Neha Krishnamohan
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.30 per share. |
01 Jun 2023 |
1,459 |
68,511
|
-
|
4.3 |
6,274
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.80 per share. |
08 May 2023 |
1,550,956 |
3,525,957
|
-
|
2.8 |
4,342,677
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.80 per share. |
08 May 2023 |
229,044 |
520,711
|
-
|
2.8 |
641,323
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.82 per share. |
04 May 2023 |
490,511 |
1,368,338
|
-
|
2.8 |
1,383,241
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.75 per share. |
04 May 2023 |
83,459 |
877,827
|
-
|
2.7 |
229,512
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.75 per share. |
04 May 2023 |
312,991 |
4,738,453
|
-
|
2.7 |
860,725
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.82 per share. |
04 May 2023 |
490,512 |
1,368,339
|
-
|
2.8 |
1,383,244
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.75 per share. |
04 May 2023 |
83,459 |
877,827
|
-
|
2.7 |
229,512
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.67 per share. |
28 Apr 2023 |
220,610 |
4,425,462
|
-
|
2.7 |
589,029
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.55 per share. |
28 Apr 2023 |
60,998 |
610,998
|
-
|
2.6 |
155,545
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.55 per share. |
28 Apr 2023 |
228,754 |
3,737,784
|
-
|
2.6 |
583,323
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.55 per share. |
28 Apr 2023 |
60,997 |
610,997
|
-
|
2.5 |
155,542
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.62 per share. |
28 Apr 2023 |
124,544 |
735,542
|
-
|
2.6 |
326,305
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.62 per share. |
28 Apr 2023 |
467,068 |
4,204,852
|
-
|
2.6 |
1,223,718
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.62 per share. |
28 Apr 2023 |
124,545 |
735,542
|
-
|
2.6 |
326,308
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.67 per share. |
28 Apr 2023 |
58,826 |
794,368
|
-
|
2.7 |
157,065
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 2.67 per share. |
28 Apr 2023 |
58,826 |
794,368
|
-
|
2.7 |
157,065
|
Common Stock |
Mark A. Meltz
|
COO General Counsel Secretary |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.21 per share. |
01 Mar 2023 |
638 |
27,286
|
-
|
5.2 |
3,324
|
Common Stock |
Richard Thomas Williams
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.21 per share. |
01 Mar 2023 |
638 |
67,295
|
-
|
5.2 |
3,324
|
Common Stock |
Neha Krishnamohan
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.21 per share. |
01 Mar 2023 |
1,721 |
67,378
|
-
|
5.2 |
8,966
|
Common Stock |
Jill DeSimone
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Mar 2023 |
50,000 |
50,000
|
-
|
|
-
|
Stock Option (right to buy) |
Carl L. Gordon
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2023 |
550,000 |
550,000
|
-
|
|
-
|
Common Stock |
Carl L. Gordon
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
17 Feb 2023 |
550,000 |
550,000
|
-
|
|
-
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
Other type of transaction at price $ 0.00 per share. |
17 Feb 2023 |
1,100,000 |
1,975,001
|
-
|
|
-
|
Common Stock |
Mark A. Meltz
|
COO General Counsel Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Feb 2023 |
215,000 |
215,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Nima Farzan
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Feb 2023 |
750,000 |
750,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Richard Thomas Williams
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Feb 2023 |
215,000 |
215,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Neha Krishnamohan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
10 Feb 2023 |
215,000 |
215,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mark A. Meltz
|
COO General Counsel Secretary |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.75 per share. |
01 Dec 2022 |
541 |
27,924
|
-
|
7.8 |
4,193
|
Common Stock |
Richard Thomas Williams
|
Chief Medical Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.75 per share. |
01 Dec 2022 |
541 |
67,933
|
-
|
7.8 |
4,193
|
Common Stock |
Neha Krishnamohan
|
Chief Financial Officer |
Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.75 per share. |
01 Dec 2022 |
1,459 |
69,099
|
-
|
7.7 |
11,307
|
Common Stock |
Mark A. Meltz
|
COO General Counsel Secretary |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Sep 2022 |
25,000 |
28,465
|
-
|
|
0
|
Common Stock |
Richard Thomas Williams
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Sep 2022 |
25,000 |
68,474
|
-
|
|
0
|
Common Stock |
Neha Krishnamohan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
01 Sep 2022 |
67,500 |
69,015
|
-
|
|
0
|
Common Stock |
Dean Jonathan Mitchell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2022 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Carl L. Gordon
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2022 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Keith Flaherty
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2022 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Laurie Smaldone Alsup
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2022 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Helen Sabzevari
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2022 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Melissa B. Epperly
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2022 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Jim Tananbaum
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2022 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Michael Rome
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
13 Jun 2022 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Richard Thomas Williams
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 8.64 per share. |
11 Mar 2022 |
15,000 |
17,333
|
-
|
8.6 |
129,600
|
Common Stock |
Richard Thomas Williams
|
Chief Medical Officer |
Purchase of securities on an exchange or from another person at price $ 8.37 per share. |
11 Mar 2022 |
25,000 |
42,333
|
-
|
8.4 |
209,250
|
Common Stock |
Carl L. Gordon
|
Director |
Purchase of securities on an exchange or from another person at price $ 9.96 per share. |
11 Feb 2022 |
9,000 |
3,509,030
|
-
|
10.0 |
89,640
|
Common Stock |
Carl L. Gordon
|
Director |
Purchase of securities on an exchange or from another person at price $ 9.89 per share. |
11 Feb 2022 |
10,000 |
3,500,030
|
-
|
9.9 |
98,900
|
Common Stock |
Carl L. Gordon
|
Director |
Purchase of securities on an exchange or from another person at price $ 9.98 per share. |
11 Feb 2022 |
20,700 |
3,490,030
|
-
|
10.0 |
206,586
|
Common Stock |
Carl L. Gordon
|
Director |
Purchase of securities on an exchange or from another person at price $ 10.22 per share. |
11 Feb 2022 |
156,000 |
3,469,330
|
-
|
10.2 |
1,594,320
|
Common Stock |
Mark A. Meltz
|
COO General Counsel Treasurer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Feb 2022 |
135,000 |
135,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Nima Farzan
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Feb 2022 |
400,000 |
400,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Richard Thomas Williams
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Feb 2022 |
135,000 |
135,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Neha Krishnamohan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Feb 2022 |
185,000 |
185,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Dean Jonathan Mitchell
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2021 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Keith Flaherty
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2021 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Laurie Smaldone Alsup
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2021 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Melissa B. Epperly
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
11 Jun 2021 |
20,250 |
20,250
|
-
|
|
-
|
Stock Option (right to buy) |
Neha Krishnamohan
|
Chief Financial Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
07 Jun 2021 |
270,000 |
270,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Mark A. Meltz
|
COO General Counsel Treasurer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Feb 2021 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Nima Farzan
|
Director, Chief Executive Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Feb 2021 |
275,000 |
275,000
|
-
|
|
-
|
Employee stock option (right to buy) |
Eric Anthony Murphy
|
Chief Scientific Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Feb 2021 |
60,000 |
60,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Richard Thomas Williams
|
Chief Medical Officer |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
12 Feb 2021 |
100,000 |
100,000
|
-
|
|
-
|
Employee Stock Option (right to buy) |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
50,501 |
50,501
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
243,494 |
543,494
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
118,398 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
2,651,042 |
3,194,536
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
2,651,042 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
118,794 |
3,313,330
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
243,494 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
24,637 |
84,599
|
-
|
|
-
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
24,555 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
9,461 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
50,501 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
9,461 |
59,962
|
-
|
|
-
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
9,171,643 |
9,671,643
|
-
|
|
0
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
298,465 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
6,347,893 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
166,667 |
291,667
|
-
|
|
0
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
500,001 |
875,001
|
-
|
|
0
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
48,376 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
145,128 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
157,222 |
0
|
-
|
|
-
|
Series C Preferred Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
18,641 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
55,922 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
2,666,002 |
0
|
-
|
|
-
|
Series B Preferred Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
|
07 Dec 2020 |
99,488 |
0
|
-
|
|
-
|
Series A Preferred Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 20.00 per share. |
03 Dec 2020 |
500,000 |
500,000
|
-
|
20 |
10,000,000
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 20.00 per share. |
03 Dec 2020 |
375,000 |
375,000
|
-
|
20 |
7,500,000
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 20.00 per share. |
03 Dec 2020 |
125,000 |
125,000
|
-
|
20 |
2,500,000
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 20.00 per share. |
02 Dec 2020 |
300,000 |
300,000
|
-
|
20 |
6,000,000
|
Common Stock |
Carl L Gordon
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
40,501 |
40,501
|
-
|
|
-
|
Stock Option (right to buy) |
Carl L Gordon
|
Director, Ten Percent Owner |
Purchase of securities on an exchange or from another person at price $ 20.00 per share. |
02 Dec 2020 |
450,000 |
450,000
|
-
|
20 |
9,000,000
|
Common Stock |
Jim Tananbaum
|
Director, Ten Percent Owner |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
40,501 |
40,501
|
-
|
|
-
|
Stock Option (right to buy) |
Michael Rome
|
Director |
Grant, award, or other acquisition of securities at price $ 0.00 per share. |
02 Dec 2020 |
40,501 |
40,501
|
-
|
|
-
|
Stock Option (right to buy) |